James Herbert Milleville

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-06-09

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	01/2007	09/2019
Tiaa	Denver	CO	01/2007	09/2019
Unemployed	Littleton	CO	10/2019	01/2020
Lowes Home Improvement	Litttleton	CO	02/2020	05/2020
Fidelity Brokerage Services Llc	Greenwood Village	CO	06/2020	05/2021
Fidelity Personal And Workplace Advisors	Greenwood Village	CO	08/2020	05/2021
Tiaa	Littleton	CO	05/2021	Present
Tiaa-Cref Individual & Institutional Services, Llc	Littleton	CO	05/2021	Present

01/2007 → 09/2019

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
01/2007 → 09/2019

Tiaa

Denver, CO
10/2019 → 01/2020

Unemployed

Littleton, CO
02/2020 → 05/2020

Lowes Home Improvement

Litttleton, CO
06/2020 → 05/2021

Fidelity Brokerage Services Llc

Greenwood Village, CO
08/2020 → 05/2021

Fidelity Personal And Workplace Advisors

Greenwood Village, CO
05/2021 → Present

Tiaa

Littleton, CO
05/2021 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Littleton, CO

2020-08-24 → 2021-05-22

Fidelity Personal And Workplace Advisors

Greenwood Village, CO
2005-11-21 → 2007-02-07

Thrivent Investment Management Inc.

Lakewood, CO

Lakewood, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-14
S63	Uniform Securities Agent State Law Examination	1991-05-31