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Craig S Harris

Morgan Stanley

Washington, DC

Asheville, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2020-03-31
TX RA APPROVED 2020-03-11
NC RA APPROVED 2020-03-02
  • DC RA
    APPROVED
    Since 2020-03-31
  • TX RA
    APPROVED
    Since 2020-03-11
  • NC RA
    APPROVED
    Since 2020-03-02

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

500 College Street, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Asheville NC 01/2020 Present
Wells Fargo Asheville NC 04/2011 01/2020
Morgan Stanley Private Bank, N.A. New York NY 03/2020 Present
  • 01/2020 → Present
    Morgan Stanley Smith Barney Llc
    Asheville, NC
  • 04/2011 → 01/2020
    Wells Fargo
    Asheville, NC
  • 03/2020 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-02
S63 Uniform Securities Agent State Law Examination 1991-06-01
  • S66 Uniform Combined State Law Examination
    2020-03-02
  • S63 Uniform Securities Agent State Law Examination
    1991-06-01
Other Names
  • Craig Stephen Harris

View on SEC IAPD

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CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

More in Washington, DC

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