Best Investors Account Sign in

James Thomas Sinclair

LPl Financial LLC

Farmington Hills, MI

Plymouth, MI

Plymouth, MI

CRD 5006876

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-04-16
  • MI RA
    APPROVED
    Since 2010-04-16

Branch Locations

31731 Northwestern Hwy Ste 151W, Farmington Hills, MI 48334 • United States

Plymouth, MI • United States

Plymouth, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Farmington Hills MI 05/2009 Present
  • 05/2009 → Present
    Lpl Financial
    Farmington Hills, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-13
  • S66 Uniform Combined State Law Examination
    2005-10-13
Other Names
  • James Thomas Sinclair
  • James Sinclair Sinclair

View on SEC IAPD

More in Farmington Hills, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor