Steven James Sandberg

Current Employers

Employment History

• 04/2009 → Present
  Paloma Insurance And Financial Services, Llc
  Palm Beach Gardens, FL
• 10/2015 → 06/2017
  Institutional Securities Corp
  Dallas, TX
• 01/2018 → 04/2018
  Cpr Investments Inc.
  Aviles Circle, FL
• 04/2018 → Present
  Brokers International Financial Services, Llc
  Palm Beach Gardens, FL

Previous Registrations

• 2018-01-26 → 2018-04-19
  Cpr Investments Inc
  Palm Beach Gardens, FL
  Rochester, MI
• 2015-10-13 → 2017-06-09
  Isc Advisors, Inc.
  Palm Beach Gardens, FL
  Dallas, TX
• 2015-05-04 → 2015-09-25
  Onpointe Advisory And Financial Services, Llc
  Palm Beach Gardens, FL
  Petaluma, CA
• 2015-03-04 → 2015-04-16
  High Street Asset Management, Llc
  Palm Beach Gardens, FL
  Hot Springs, AR
• 2013-01-15 → 2014-01-02
  Onpointe Advisory And Financial Services, Llc
  Palm Beach Gardens, FL
  Petaluma, CA
• 2010-02-26 → 2011-12-31
  Gwn Securities Inc.
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2006-04-11 → 2009-05-04
  Questar Asset Management, Inc.
  North Palm Beach, FL
• 2004-01-21 → 2006-05-22
  Usallianz Securities, Inc.
  Shoreview, MN
  North Palm Beach, FL
  Rockledge, FL
• 1999-07-12 → 2003-12-31
  Legacy Advisory Services, Inc.
  North Palm Beach, FL

Other Businesses

1)04/2009­ Paloma Insurance & Financial Services, LLC., DBA for Financial Services, Owner/President; 20 hours per month, 0 hours during trading hours; Responsibilities include sales, marketing & administrative activities of the firm. . 2) Legend Financial Marketing Services; 03/2018; 11780 US Hwy 1 Suite 203N Palm Beach Gardens FL 33408; Insurance Marketing; VP Relationship Management; 200 hrs per month

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-19
• S63 Uniform Securities Agent State Law Examination
  1991-05-17

Other Names

• Steven J Sandberg
• Steven James Sandberg
• Steven Sandberg