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Independent Financial Group, LLC CRD 7717
$12.9B regulatory AUM 301 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Gatesville | TX | 10/1990 | 06/2019 |
| Independent Financial Group | Gatesville | TX | 07/2019 | Present |
(1) BOYS & GIRLS CLUB OF GATESVILLE POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2004 ADDRESS: 2533 E. Main, Gatesville TX 76528, United States DESCRIPTION: Vote on policies & objectives and volunteer to help the club. (2) SCOTT JOHNSON-DUPLEX POSITION: I own the property. NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/30/1998 ADDRESS: 104 1/2 State School Rd "A", 104 1/2 State School Rd "B", Gatesville TX 76528, United States DESCRIPTION: Owner of rental real estate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-13 |
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