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Scott Peter Johnson

Independent Financial Group, LLC

Gatesville, TX

CRD 2136953

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Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-23
  • TX RA
    APPROVED
    Since 2019-07-23

Branch Locations

Gatesville, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Gatesville TX 10/1990 06/2019
Independent Financial Group Gatesville TX 07/2019 Present
  • 10/1990 → 06/2019
    Edward D. Jones & Co., L.P.
    Gatesville, TX
  • 07/2019 → Present
    Independent Financial Group
    Gatesville, TX
Previous Registrations
Other Businesses

(1) BOYS & GIRLS CLUB OF GATESVILLE POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2004 ADDRESS: 2533 E. Main, Gatesville TX 76528, United States DESCRIPTION: Vote on policies & objectives and volunteer to help the club. (2) SCOTT JOHNSON-DUPLEX POSITION: I own the property. NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/30/1998 ADDRESS: 104 1/2 State School Rd "A", 104 1/2 State School Rd "B", Gatesville TX 76528, United States DESCRIPTION: Owner of rental real estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 1991-04-13
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    1991-04-13

View on SEC IAPD

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