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1375 Sw State Street, Ankeny, IA 50023 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services Corp | West Des Moines | IA | 03/2014 | 12/2017 |
| Ankeny Community School District | Ankeny | IA | 09/2018 | 10/2018 |
| Unemployed | Ankeny | IA | 01/2018 | 08/2018 |
| Lincoln Savings Bank | Ankeny | IA | 10/2018 | 06/2019 |
| Lpl Financial, Llc | Ankeny | IA | 11/2018 | Present |
| Lsb Capital Management, Inc. | Ankeny | IA | 12/2021 | Present |
| Lsb Capital Management, Inc. | Ankeny | IA | 03/2023 | Present |
| Lincoln Savings Bank | Ankeny | IA | 06/2019 | Present |
1. 11/8/2018 - LSB Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 11/26/2021 - JRM Properties LLC - Investment Related - Ankeny IA 50023 - Real Estate Rental - Vice President - Started 05/23/2014 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 12/7/2021 - LSB Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/24/2021 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through LSB Capital Management, LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 4. 12/8/2021 - LSB Capital Management, Inc. - DBA: LSB Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/01/2021 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 5. 12/9/2021 - LSB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/07/2018 - 80 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-09 |
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