Best Investors Account Sign in

Annette Jeanblanc Utterback

Lsb Wealth Management

Ankeny, IA

Claim This Profile
Current Employers
Lsb Wealth Management

1375 Sw State Street, Ankeny, IA 50023 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-12-06
  • IA RA
    APPROVED
    Since 2021-12-06

Branch Locations

1375 Sw State Street, Ankeny, IA 50023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services Corp West Des Moines IA 03/2014 12/2017
Ankeny Community School District Ankeny IA 09/2018 10/2018
Unemployed Ankeny IA 01/2018 08/2018
Lincoln Savings Bank Ankeny IA 10/2018 06/2019
Lpl Financial, Llc Ankeny IA 11/2018 Present
Lsb Capital Management, Inc. Ankeny IA 12/2021 Present
Lsb Capital Management, Inc. Ankeny IA 03/2023 Present
Lincoln Savings Bank Ankeny IA 06/2019 Present
  • 03/2014 → 12/2017
    Broker Dealer Financial Services Corp
    West Des Moines, IA
  • 09/2018 → 10/2018
    Ankeny Community School District
    Ankeny, IA
  • 01/2018 → 08/2018
    Unemployed
    Ankeny, IA
  • 10/2018 → 06/2019
    Lincoln Savings Bank
    Ankeny, IA
  • 11/2018 → Present
    Lpl Financial, Llc
    Ankeny, IA
  • 12/2021 → Present
    Lsb Capital Management, Inc.
    Ankeny, IA
  • 03/2023 → Present
    Lsb Capital Management, Inc.
    Ankeny, IA
  • 06/2019 → Present
    Lincoln Savings Bank
    Ankeny, IA
Previous Registrations
  • 2014-03-10 → 2018-01-03
    Investment Advisors Corp
    West Des Moines, IA
  • 2006-03-31 → 2013-08-08
    Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    Ankeny, IA
    Des Moines, IA
    Des Moines, IA
    Des Moines, IA
Other Businesses

1. 11/8/2018 - LSB Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 11/26/2021 - JRM Properties LLC - Investment Related - Ankeny IA 50023 - Real Estate Rental - Vice President - Started 05/23/2014 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 12/7/2021 - LSB Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/24/2021 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through LSB Capital Management, LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 4. 12/8/2021 - LSB Capital Management, Inc. - DBA: LSB Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/01/2021 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 5. 12/9/2021 - LSB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/07/2018 - 80 Hours Per Month/4 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-30
S63 Uniform Securities Agent State Law Examination 1991-04-09
  • S65 Uniform Investment Adviser Law Examination
    2006-03-30
  • S63 Uniform Securities Agent State Law Examination
    1991-04-09

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ankeny, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor