Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-06
NJ RA APPROVED 2021-05-14
  • TX RA
    APPROVED_RES
    Since 2023-01-06
  • NJ RA
    APPROVED
    Since 2021-05-14

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Denville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 09/2006 09/2019
Bank Of America, N.A. Florham Park NJ 12/2017 09/2019
Cetera Advisors Denver CO 09/2019 03/2021
Nicholas Pascarella And Co Parsippany NJ 09/2019 03/2021
Rbc Capital Markets, Llc Florham Park NJ 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-30
  • S66 Uniform Combined State Law Examination
    2007-10-30
Other Names
  • Katherine L Sebastian

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Florham Park, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor