Best Investors Account Sign in

Darin Andrew Driggers

Cetera Investment Advisers LLC

Tyler, TX

CRD 2136559

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

Tyler, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. OFFER FIXED INSURANCE: LIFE, HEALTH, ANNUITIES AND LONG-TERM CARE; BECOMING MEMBER OF NATIONAL ASSOCIATION OF CHRISTIAN FINANCIAL CONSULTANTS 2. NAME OF OTHER BUSINESS: WOODLAND CREEK RV PARK; INVESTMENT RELATED: NO; ADDRESS: 19267 HWY 69 SOUTH TYLER, TX 75703; NATURE OF BUSINESS: RV PARK; START DATE: 6/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: DEVELOP, OWN AND MANAGE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-27
S63 Uniform Securities Agent State Law Examination 1991-12-13
  • S65 Uniform Investment Adviser Law Examination
    2016-06-27
  • S63 Uniform Securities Agent State Law Examination
    1991-12-13
Other Names
  • Andy Driggers

View on SEC IAPD

More in Tyler, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor