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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-10 |
Branch Locations
12225 Greenville Avenue Suite 121, Dallas, TX 75243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Dallas | TX | 01/2008 | Present |
| Transamerica Financial Advisors, Inc | Dallas | TX | 01/2012 | Present |
| Gosby King Jr. Author | Desoto | TX | 06/2019 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." GOSBY KING JR. AUTHOR / emp dates: 0619 TO PRESENT/ INVESTMENT RELATED: NO /address: 500 QUICKSILVER DR. DESOTO, TX 75115/ position: AUTHOR/ nature of business: BOOK PUBLISHING/hrs work monthly: 10/Sec trading hrs: 0/ duties: NO ROUTINE DAILY ACTIVITIES OBA Amendment Update: GOSBY KING JR. AUTHOR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-23 |
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