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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
PA RA APPROVED 2017-08-18
NJ RA APPROVED 2003-01-15
  • NY RA
    APPROVED
    Since 2021-04-16
  • PA RA
    APPROVED
    Since 2017-08-18
  • NJ RA
    APPROVED
    Since 2003-01-15

Branch Locations

East Hanover, NJ • United States

50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Planning Alliance, Llc Wayne NJ 01/2000 Present
Guardian Life Insurance Co Of America East Hanover NJ 04/2011 Present
Park Avenue Securities Llc East Hanover NJ 04/2011 Present
  • 01/2000 → Present
    International Planning Alliance, Llc
    Wayne, NJ
  • 04/2011 → Present
    Guardian Life Insurance Co Of America
    East Hanover, NJ
  • 04/2011 → Present
    East Hanover, NJ
Previous Registrations
  • 2003-07-23 → 2011-12-31
    International Planning Alliance, Llc
    Fairfield, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-10
S63 Uniform Securities Agent State Law Examination 1991-04-12
  • S65 Uniform Investment Adviser Law Examination
    2001-04-10
  • S63 Uniform Securities Agent State Law Examination
    1991-04-12

View on SEC IAPD

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