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Robert A Santos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hyannis, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-14
CT RA APPROVED 2023-08-21
RI RA APPROVED 2006-03-03
  • TX RA
    APPROVED_RES
    Since 2025-05-14
  • CT RA
    APPROVED
    Since 2023-08-21
  • RI RA
    APPROVED
    Since 2006-03-03

Branch Locations

1545 Iyannough Rd, Hyannis, MA 02601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hyannis MA 11/2005 Present
Bank Of America, N.A. Hyannis MA 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-02
  • S66 Uniform Combined State Law Examination
    2006-03-02
Other Names
  • Robert Santos
  • Robert Alves Santos

View on SEC IAPD

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BEACON FINANCIAL PLANNING, INC · HYANNIS, MA
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MORGAN STANLEY · HYANNIS, MA
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OSAIC WEALTH, INC. · HYANNIS, MA
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