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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-06-11 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Redding | CA | 08/2012 | 11/2022 |
| Steward Partners Investment Solutions, Llc | Lakeview | OR | 11/2022 | Present |
| Steward Partners Global Advisory Llc | Lakeview | OR | 11/2022 | Present |
| Steward Partners Investment Advisory, Llc | Lakeview | OR | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-15 |
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