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250 E. 96Th Street Suite 200, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2015-07-09 |
Branch Locations
250 East 96Th Street Suite 200, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lake Worth | FL | 06/2015 | Present |
| Charter Advisory Corporation | Lake Worth | TX | 03/2016 | Present |
1. 06/24/15-NOWAK FINANCIAL SERVICES, LLC/BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/NAME FOR TAX PURPOSES ONLY./8527 YEARLING DRIVE, LAKE WORTH, FL 33467 2. 06/24/15-REAL ESTATE AGENT/MORTGAGE/REAL ESTATE SERVICES/1. LICENSED REAL ESTATE SALES ASSOCIATE 2. RES 3. Y 3.A SL3234574 4. RESIDENTIAL REAL ESTATE SALES 5. Y/1%/8527 YEARLING DRIVE, LAKE WORTH, FL 33467 3. 06/24/15-DEPENDABLE LAWN SERVICE, INC/SECRETARY/OTHER/1%/LAKE WORTH,FL 4. 03/29/2016 * Charter Advisory Corporation * Registered Investment Advisor Hybrid * (Hybrid) Charter Advisory Corporation * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 06/02/2015 * Compliance staff; licensed IAR - 1) on file 2) no 3) yes 5. 6/18/2019 - OSJ Alliance, LLC - Investment Related - 8527 Yearling Dive, Lake Worth, FL 33467 - Other-OSJ Alliance - Started 06/01/2016 - 160 Hours Per Month During Securities Trading - Contract employee paid by OSJ alliance. Mike Kelley, and Peter Beronio, are the owners.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-05 |
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