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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-02-24 |
Branch Locations
3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States
12711 N. Meridian Street, Carmel, IN 46032 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | San Antonio | TX | 01/1991 | 01/2021 |
| Capital Group / Capital Client Group, Inc. | San Antonio | TX | 01/2021 | Present |
| Humm & Birds Cafe | San Antonio | TX | 08/2021 | Present |
HUMM & BIRDS CAFE POSITION: Owner NATURE: Make glass and ceramic hummingbird feeders INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2021 ADDRESS: San Antonio TX 78258, United States DESCRIPTION: I make and sell bird feeders. Work on feeders evenings and weekends and sell on occasion at local markets
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-11 |
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