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Peter James Durfee

Ameriprise Financial Services, LLC

Walpole, MA

Raynham, MA

Raynham, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-11
  • TX RA
    APPROVED_RES
    Since 2015-03-11

Branch Locations

1333 Main St Ste H, Walpole, MA 02081 • United States

Raynham, MA • United States

10 Commerce Way Ste 5, Raynham, MA 02767 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Raynham MA 09/2005 03/2020
Ameriprise Financial Services, Llc Raynham MA 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-06-14
  • S63 Uniform Securities Agent State Law Examination
    1991-06-14

View on SEC IAPD

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SOUND VIEW FINANCIAL ADVISORS · WALPOLE, MA
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