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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-05-14 |
Branch Locations
One National Life Drive, Montpelier, VT 05604 • UNITED STATES
One National Life Drive, Montpelier, VT 05604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sentinel Financial Services Co. | Montpelier | VT | 03/1997 | 10/2017 |
| Equity Services, Inc | Montpelier | VT | 03/1997 | 04/2019 |
| Sentinel Asset Management, Inc. | Montpelier | VT | 03/2016 | 04/2021 |
| Sentinel Group Funds, Inc. | Montpelier | VT | 03/2016 | 10/2017 |
| Sentinel Variable Products Trust | Montpelier | VT | 03/2016 | 10/2017 |
| National Life Insurance Company | Montpelier | VT | 03/2016 | 01/2021 |
| Equity Services Inc | Montpelier | VT | 04/2019 | Present |
| Equity Services Inc | Montpelier | VT | 04/2022 | 09/2023 |
| Nlg Capital, Inc | Montpelier | VT | 04/2022 | Present |
*NLG CAPITAL, INC,ONE NATIONAL LIFE DRIVE, MONTPELIER,VT 05604,INV REL,DURING TRD/HRS,ONGONG,04/01/2022,CCO -CHIEF COMPLIANCE OFFICER,OVERALL RESPONSIBLITY FOR NLGC'S COMPLIANCE PROGRAM, 10-20%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-26 |
| S65 | Uniform Investment Adviser Law Examination | 1995-05-05 |
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