Anthony John Raine Cook

Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-07
NJ	RA	APPROVED	2019-02-22
FL	RA	APPROVED	2014-01-16
DC	RA	APPROVED	2014-01-15
TX	RA	APPROVED	2014-01-09

NY RA
APPROVED

Since 2021-05-07
NJ RA
APPROVED

Since 2019-02-22
FL RA
APPROVED

Since 2014-01-16
DC RA
APPROVED

Since 2014-01-15
TX RA
APPROVED

Since 2014-01-09

Branch Locations

Westfield, NJ • United States

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sanford C. Bernstein & Co., Llc	New York	NY	12/2013	Present

12/2013 → Present

Sanford C. Bernstein & Co., Llc

New York, NY

Previous Registrations

2006-12-20 → 2014-12-31

W.P. Stewart & Co., Llc

New York, NY

New York, NY

Other Businesses

Count: 1 1) BusinessName: Singing INVESTMENT RELATED: No ADDRESS: na NATURE OF BUSINESS: I occassionaly sing in church and am paid to. This amounts to two to three Sundays per year. POSITION: Baritone soloist RELATIONSHIP: 1984-12-03 APPROXIMATE NUMBER HOURS: 1 hours/month, 0 hours during trading hours YOUR DUTIES:

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-05-06
S65	Uniform Investment Adviser Law Examination	1994-11-17

S63 Uniform Securities Agent State Law Examination

2011-05-06
S65 Uniform Investment Adviser Law Examination

1994-11-17

Designations

Chartered Financial Analyst

Other Names

Anthony Cook

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