Richard Mitchell

Employer firm

Mitchell, Mcleod, Pugh & Williams, Inc. CRD 138240

$2.66B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters
• FIDUCIARY ADVICE & INVESTMENT ADVICE TO 401(K) PLANS/PARTICIPANTS (SEE SCHD. D - MISC.), AS WELL AS GENERAL BOOKKEEPING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Mitchell, Mcleod, Pugh & Williams, Inc.
  Mobile, AL

Previous Registrations

• 1992-03-02 → 2006-02-15
  Leavell Investment Management, Inc.
  Mobile, AL

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-03-15