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Richard Mitchell

Mitchell, Mcleod, Pugh & Williams, Inc.

Mobile, AL

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Current Employers
Mitchell, Mcleod, Pugh & Williams, Inc.

2610 Dauphin Street, Mobile, AL 36606 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2007-01-18
  • AL RA
    APPROVED
    Since 2007-01-18

Branch Locations

2610 Dauphin Street, Mobile, AL 36606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mitchell, Mcleod, Pugh & Williams, Inc. Mobile AL 01/2006 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-15
  • S63 Uniform Securities Agent State Law Examination
    1991-03-15

View on SEC IAPD

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