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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-02
  • TX RA
    APPROVED
    Since 2024-02-02

Branch Locations

2751 S Loop 336 W, Conroe, TX 77304 • United States

2028 E Ben White Blvd. Ste. 235, Austin, TX 78741 • United States

24285 Katy Freeway, Ste. 300, Katy, TX 77494 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 08/2014 12/2018
Questar Asset Management Golden Valley MN 08/2014 12/2018
Cetera Advisors Denver CO 12/2018 02/2024
Hebert Financial Services Conrow TX 08/1989 Present
L Hebert Holdings, Llc Conroe TX 08/2013 Present
United Galvanizing, Inc. Houston TX 01/2015 Present
Hp Wine Country Holdings, Llc Conroe TX 03/2023 Present
Vida Boa, Llc Conroe TX 08/2020 Present
Mallard Cove Development Company, Llc Conroe TX 01/2020 Present
Cambridge Investment Research, Inc. Fairfield IA 02/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2024 Present
  • 08/2014 → 12/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 08/2014 → 12/2018
    Questar Asset Management
    Golden Valley, MN
  • 12/2018 → 02/2024
    Cetera Advisors
    Denver, CO
  • 08/1989 → Present
    Hebert Financial Services
    Conrow, TX
  • 08/2013 → Present
    L Hebert Holdings, Llc
    Conroe, TX
  • 01/2015 → Present
    United Galvanizing, Inc.
    Houston, TX
  • 03/2023 → Present
    Hp Wine Country Holdings, Llc
    Conroe, TX
  • 08/2020 → Present
    Vida Boa, Llc
    Conroe, TX
  • 01/2020 → Present
    Mallard Cove Development Company, Llc
    Conroe, TX
  • 02/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2018-12-21 → 2024-02-05
    Cetera Advisors Llc
    Greenwood Village, CO
    Conroe, TX
  • 2014-08-07 → 2018-12-21
    Questar Asset Management, Inc.
    Minneapolis, MN
    Conroe, TX
    Conroe, TX
  • 2005-09-07 → 2014-08-07
    Conroe, TX
    Ann Arbor, MI
  • 1992-09-25 → 2003-09-12
    Securian Financial Services, Inc.
    Conroe, TX
Other Businesses

1) HEBERT FINANCIAL SERVICES, 2751 S LOOP 336 W CONROE TX, 12/2022, SPEAKER/EDUCATOR, 12 HR/MO 0 HR/MO TRADING 2) VIDA BOA LLC, 2751 S LOOP 336 W CONROE TX, 08/2020, OWNER, REAL ESTATE, NIR, 5 HR/MO 0 HR/MO TRADING 3) HP WINE COUNTRY HOLDINGS LLC, 2751 S LOOP 336 W CONROE TX, 03/2023, OWNER, REAL ESTATE, NIR, 5 HR/MO 0 HR/MO TRADING 4) APEX ADVISORS LLC, 2751 S LOOP 336 W CONROE TX, 02/2019, OWNER, BUSINESS ENTITY, INV REL, 1 HR/MO 0 HR/MO TRADING 5) SIMPLICITY GROUP, 2751 S LOOP 336 W CONROE TX, 02/2024, INSTRUCTOR, ADULT FINANCIAL EDUCATION SERVICES (AFES), NIR, 8 HR/MO 0 HR/MO TRADING 6) L HEBERT HOLDINGS LLC, 2751 S LOOP 336 W CONROE TX, 08/2013, OWNER, REAL ESTATE, NIR, 10 HR/MO 0 HR/MO TRADING 7) MALLARD COVE DEVELOPMENT LLC, 2751 S LOOP 336 W CONROE TX, 01/2020, OWNER, REAL ESTATE, NIR, 10 HR/MO 0 HR/MO TRADING 8) HEBERT FINANCIAL SERVICES - AUSTIN, 2028 E BEN WHITE BLVD SUITE 235 AUSTIN TX, 04/2024, PRESIDENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 10 HR/MO 5 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-15
S63 Uniform Securities Agent State Law Examination 1991-06-07
  • S65 Uniform Investment Adviser Law Examination
    1999-04-15
  • S63 Uniform Securities Agent State Law Examination
    1991-06-07
Other Names
  • Pappy Herbert

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