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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
WA RA APPROVED 2023-10-19
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • WA RA
    APPROVED
    Since 2023-10-19

Branch Locations

680 W. Rose Street, Walla Walla, WA 99362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Walla Walla WA 05/2012 02/2017
Cetera Investment Services Llc St Cloud MN 02/2017 10/2023
Columbia Bank Walla Walla WA 02/2017 03/2023
Cetera Investment Advisers Llc Walla Walla WA 02/2017 10/2023
Columbia Bank Walla Walla WA 09/2025 Present
Columbia Wealth Advisors Walla Walla WA 10/2023 Present
Raymond James Financial Services, Inc. Walla Walla WA 10/2023 Present
Raymond James Financial Services Advisors, Inc. Walla Walla WA 10/2023 Present
Previous Registrations
  • 2017-02-16 → 2023-10-18
    Walla Walla, WA
  • 2012-05-16 → 2017-02-17
    Walla Walla, WA
    Athena, OR
    Hermiston, OR
    Elgin, OR
    Milton Freewater, OR
    John Day, OR
    Pendleton, OR
    Halfway, OR
    La Grande, OR
    Baker City, OR
    Kennewick, WA
    Richland, WA
    Kennewick, WA
    Richland, WA
    Pasco, WA
  • 2007-02-20 → 2012-05-11
    St Louis, MO
    Walla Walla, WA
    Walla Walla, WA
    Walla Walla, WA
    Walla Walla, WA
Other Businesses

(1)Name of Business: BOUCHER RANCH, LLC Address: 83162 W DORRANCE LN, ENTERPRISE, OR, 97828, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 12/23/1996 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RANCH MANAGER - ALL ASPECTS OF MANAGING A RANCH INCLUDING BUT NOT LIMITED TO; RANCH REPAIR, MAINTENANCE, LEASES (2)Name of Business: COLUMBIA ADVISORS Address: 680 W Rose St, Walla Walla, WA, 99362-2707, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/15/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: SR FINANCIAL ADVISOR\nTRADING IN SECURITIES ASSOCIATED WITH LICENSES 7 7 66 AND INSURANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-17
  • S66 Uniform Combined State Law Examination
    2007-02-17

View on SEC IAPD

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