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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-28 |
| TX | RA | APPROVED | 2023-02-08 |
Branch Locations
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
2100 Ross Ave, Dallas, TX 75201 • United States
401 Edwards St, Shreveport, LA 71101 • United States
Fort Worth, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Dallas | TX | 04/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 01/2023 | Present |
I*2619279, Entity Type: , Name of OBA: J S, Address: Fort Worth, Texas, 76109, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 07/14/2025, No Hours: 20 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-08 |
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