Mark Michael Carolin

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  San Antonio, TX
• 11/2018 → Present
  Osaic Wealth, Inc.
  San Antonio, TX

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  San Antonio, TX
  Pflugerville, TX
  Southfield, MI
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  San Antonio, TX
  San Antonio, TX
  Pflugerville, TX
  Panama City Beach, FL
• 2002-05-21 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  San Antonio, TX
  San Antonio, TX

Other Businesses

1. RISK INSURANCE NETWORK, LLC.- FIXED INSURANCE POSITION: Principal NATURE: LLC- INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: 3522 Paesanos Parkway, Suite 102, San Antonio TX 78231, United States DESCRIPTION: Direct sales of fixed insurance Products and wholesale of fixed insurance products to outside brokers. 2. PINNACLE STUDY GROUP INC. POSITION: Member- General Membership NATURE: 501(c)3 INCA closed exclusive members-only educational group which focus is on providing educational opportunities and opportunities to exchange ideas and concepts. No products are sold, managed or promoted. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/18/2021 ADDRESS: 2202 THOUSAND OAKS DR Ste 102 San Antonio TX 78232 DESCRIPTION: I am a "member" only- No Board or Officer capacity./ This is an exclusive member-only educational group. No products of any kind are sold. 3. PINNACLE STUDY GROUP INC. POSITION: Member- General Member and Vice-Presidentership NATURE: 501(c)3 INCA private exclusive members only educational group which focus is on providing educational opportunities, forums and discourse within the group itself. This is a closed group based on the sharing of ideas and concepts relative to financial planning. . No products are sold, managed or promoted, brokered or transacted in any fashion. Eligibility for membership include experience, adherence to all regulatory standards and full disclosure of all business practices. Note- My status changed August 2025 from general member to vice-president upon semi-retirement of the prior vice-president. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2025 ADDRESS: 3522 Paesanos Parkway, Suite 102, San Antonio TX 78231, United States DESCRIPTION: Note- My status changed August 2025 from general member to vice-president upon semi-retirement of the prior vice-president. Job duties include participation in committee meetings, (Membership and Governance) , coordination with the committees, President, and membership itself. I do not have access or control of the organizations funds. Group membership regulations state that with any individual who is subject to Statutory Disqualification (an automatic disqualification of a person seeking to be associated with a securities firm) or has been barred, suspended, sanctioned or fined by any regulatory (FINRA, SEC, or state) agency or professional organization (CPA, CFP, etc.) are barred from membership, or immediately removed if found to be subject to sanctions. 4. MARK CAROLIN DBA CONCEPTWEALTH POSITION: Registered Investment Advisor NATURE: Fee- Financial Advise and Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1999 ADDRESS: 3522 Paesanos Parkway, Suite 102, San Antonio TX 78231, United States DESCRIPTION: For fee financial advisory service- Provide financial guidance and direction- Fee only. No custody of funds nor sale of any products. 5.PLATINUM WEALTH SOLUTIONS OF TEXAS, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/31/2016 ADDRESS: 3522 Paesanos Parkway, Suite 102, San Antonio TX 78231, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and registered insurance products 6. EARN A BIKE POSITION: Board Member NATURE: 501(c)3 INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2026 ADDRESS: 928 W. Huisache Ave., San Antonio TX 78201, United States DESCRIPTION: Volunteer Board Member- Provide assistance in setting up displays at events, setting up tables, "handing out materials, taking event pictures.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-05-03

Other Names

• Mark M Carolin
• Mark M Carolin