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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-11-04 |
Branch Locations
14707 South Dixie Highway Suite 300, Miami, FL 33176 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Miami | FL | 10/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Miami | FL | 11/2015 | Present |
| Wenger Wealth Management | Miami | FL | 10/2015 | Present |
| Roque Investment Strategies, | Miami | FL | 10/2015 | Present |
(1): Wenger Wealth Management Address: 14707 S Dixie Hwy Ste 300,Miami, FL Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/16/2015 Hours per month devoted to this business: 0-1 Hours per month during trading hours: 0-1 Description of duties: support company (2) Name of Business: Roque Investment Strategies Address: 14707 S Dixie Hwy Ste 300, Miami, FL, 33176, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/03/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company DBA only
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-09-07 |
| S65 | Uniform Investment Adviser Law Examination | 1996-05-22 |
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