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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
Scottsdale, AZ • United States
7171 E Paradise Lane, Scottsdale, AZ 85254-1873 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | San Francisco | CA | 12/1992 | Present |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-9741|OrgNmn:SCLCS, LLC|Org Addr:Scottsdale,Arizona,US|OBA Nature:Rental of a house|Invst Rel:Y|Title:SCLCS, LLC|Duties:general prep of property|StrtDt:02-18-15|TotHrs/mon:1|TrdHrs/mon:0|OBA-119671|OrgNmn:Hospice of the Valley|Org Addr:Phoenix,Arizona,US|OBA Nature:Hospice of the Valley is a non|Invst Rel:Y|Title:Investment Committee Member|Duties:Investment committee members assist with establishing and investment objectives, goals, and risk tolerance and proposed allocations. The non-|StrtDt:06-05-25|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-04 |
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