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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-05-10 |
| TX | RA | APPROVED_RES | 2014-10-21 |
| FL | RA | APPROVED | 2012-03-27 |
Branch Locations
150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States
Richmond Hill , GA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | St. Petersburg | FL | 03/2012 | Present |
NAME: ST. PETE JUNIOR MAGIC BASKETBALL, INVESTMENT RELATED: NO, ADDRESS: 1201 50TH AVE. N, ST. PETERSBURG, FLORIDA 33704, NATURE: RECREATIONAL BASKETBALL LEAGUE, YOUR POSITION, TITLE, ASSOCIATION: BASKETBALL REFEREE, START DATE: 18-SEP-2006, NUMBER OF HOURS DEVOTED PER MONTH: 0 - 20, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE, DUTIES: REFEREES BASKETBALL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-23 |
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