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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-07-07 |
| TX | RA | APPROVED_RES | 2021-07-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Advisory Services | Lynnfield | MA | 07/1995 | 12/2016 |
| Investors Capital Holdings, Ltd | Lynnfield | MA | 07/1995 | 12/2016 |
| Investors Capital Corporation | Lynnfield | MA | 08/1994 | 12/2016 |
| Lpl Financial Llc | Waltham | MA | 12/2016 | 12/2017 |
| Integrated Wealth Concepts Llc | Waltham | MA | 12/2016 | 12/2017 |
| Voya Financial Advisors, Inc. | Braintree | MA | 12/2017 | 06/2021 |
| Lpl Financial, Llc | Danvers | MA | 07/2021 | Present |
1) 07/02/2021 - Real Estate Rental - Clearwater Pond, LLC - Investment Related - Home Based - Start date: 10/08/2010 - 0 Hours Per Month/0 Hours During Securities Trading 2) 1/13/2023 - BRIAN M WOODS FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month 3) 1/13/2023 - Everplan - Not Investment Related - Home Based - Real Estate Rental - Start Date - 12/15/2021 - 4 Hours Per Month/0 Hours During Securities Trading 4) 06/18/2025 - Everplan Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/20/2025 - 30 Hrs/Mth - 6 Hrs During Trading. 5) 11/19/2025 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/23/2025 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-12 |
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