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Dean Ernest Morris

Prospera Financial Services, Inc.

Dallas, TX

Polson, MT

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-10-07
  • MT RA
    APPROVED
    Since 2024-10-07

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

Polson, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dorsey & Company Inc New Orleans LA 09/2000 12/2021
Prospera Financial Services Inc Dallas TX 12/2021 Present
Previous Registrations
  • 2019-10-08 → 2021-12-03
    Dorsey & Company, Inc.
    Kalispell, MT
    New Orleans, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-08
  • S65 Uniform Investment Adviser Law Examination
    2019-10-08

View on SEC IAPD

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