Christopher Curtis Kempton

Current Employers

Employment History

• 09/2001 → Present
  Walsh Duffield Companies
  Buffalo, NY
• 04/2016 → 03/2019
  Kestra Financial Services, Inc
  Austin, TX
• 02/2017 → Present
  Strategic Retirement Partners
  Sherwood, IL
• 04/2019 → 12/2019
  Lpl Financial
  Buffalo, NY
• 04/2019 → 06/2024
  Global Retirement Partners Llc
  Buffalo, NY
• 06/2024 → Present
  Wellth Advisory Services, Llc
  Shorewood, IL

Previous Registrations

• 2019-04-01 → 2024-07-05
  Global Retirement Partners Llc
  Buffalo, NY
  San Rafael, CA
• 2016-04-19 → 2019-04-01
  Kestra Advisory Services, Llc
  Buffalo, NY
• 2014-07-31 → 2016-09-22
  Kestra Investment Services, Llc
  Austin, TX
  Buffalo, NY
• 2010-02-26 → 2014-07-30
  Financial Telesis Inc
  San Rafael, CA
  Buffalo, NY

Other Businesses

1)01/01/2001 - DBA - Walsh Duffield Retirement Plan Solutions - 90% - INVESTMENT RELTATED - BUFFALO, NY 14203 2)04/2019 - Business Entity For Tax/Investment Purposes Only - SRP HOLDINGS GROUP, LLC - 0% - INVESTMENT RELATED - SHOREWOOD, IL 60404 3)2001 - Non-Variable Insurance - CHRISTOPHER KEMPTON - 10% - INVESTMENT RELATED - BUFFALO, NY 14203 4)01/01/1997 - Family Partnership - Kempton of Chautauqua Partnership - 1% - INVESTMENT RELATED - CHATAQUA, NY 14722 5)01/01/2001 - Outside/W-2 Employment - Walsh Duffield Companies, Inc - 70% - INVESTMENT RELATED - BUFFALO, NY 14203 6)10/2015 - DBA - Strategic Retirement Partners - 0% - INVESTMENT RELATED - SHOREWOOD, IL 60404 7) 4/4/2019 - Global Retirement Partners - DBA: Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/2015 - 140 Hours Per Month During Securities Trading - I provide investment advisory services through Strategic Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. TERMED 6/2024 8) 4/15/2019 - Global Retirement Partners - DBA: Walsh Duffield Retirement Plan Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 4/1/2019 - Time Spent 90%. Termed 6/2024 9) 4/15/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR. Termed 6/2024 10)Independently licensed insurance agent. Volunteer engagements with: Schofield Residence: Treasurer; Not for profit Nursing Home. Clarence Industrial Development Agency: Chairman; Economic development NYS agency. United Way: Advocacy Committee.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-02-03
• S63 Uniform Securities Agent State Law Examination
  1991-04-22