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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-27 |
| TN | RA | APPROVED | 2022-12-16 |
Branch Locations
400 Ebenezer Rd., Knoxville, TN 37923 • United States
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Knoxville | TN | 03/2015 | 12/2022 |
| Nations Financial Group, Inc. | Knoxville | TN | 12/2022 | Present |
WILKES AND GRIFFIN LLC, DBA LIGHTBRIDGE WEALTH MANAGEMENT. 400 EBENEZER RD. KNOXVILLE, TN 37923. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA USED TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITON IS OWNER. STARTED 1/1/2022. APPROX. 45 HOURS PER MONTH SPENT ON BUSINESS, 32.5 HOURS DURING TRADING HOURS. DUTIES ARE TRUSTEE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-04 |
| S65 | Uniform Investment Adviser Law Examination | 1998-12-04 |
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