Paul Peter Pucilowski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-16
TX	RA	APPROVED	2021-11-16

NY RA
APPROVED

Since 2021-11-16
TX RA
APPROVED

Since 2021-11-16

Branch Locations

Riverhead, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks Llc	El Segundo	CA	09/2013	11/2021
Vicus Capital Inc	New York	NY	06/2011	10/2016
Summit Advisors	Woodbury	NY	03/2017	11/2021
Fnb Long Island	Riverhead	NY	11/2021	Present
Lpl Financial Llc	Riverhead	NY	11/2021	Present

09/2013 → 11/2021

Cetera Advisor Networks Llc

El Segundo, CA
06/2011 → 10/2016

Vicus Capital Inc

New York, NY
03/2017 → 11/2021

Summit Advisors

Woodbury, NY
11/2021 → Present

Fnb Long Island

Riverhead, NY
11/2021 → Present

Lpl Financial Llc

Riverhead, NY

Previous Registrations

2013-10-15 → 2021-11-22

Cetera Wealth Services, Llc

New York, NY

Woodbury, NY

Riverhead, NY

Other Businesses

1) 11/2021- First Investments- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-03-28

S63 Uniform Securities Agent State Law Examination

1991-03-28

Other Names

Paul Peter Pucilowski
Paul Peter Pucilowski

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