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Stefanie Lynn Walthier

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orland Park, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-12-22
IL RA APPROVED 2004-07-06
  • TX RA
    APPROVED_RES
    Since 2008-12-22
  • IL RA
    APPROVED
    Since 2004-07-06

Branch Locations

15255 S 94Th Ave, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orland Park IL 07/2004 Present
Bank Of America, Na Orland Park IL 12/2009 Present
Previous Registrations
  • 2000-12-11 → 2004-07-07
    Harrisdirect Llc
    Frankfort, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-09
S63 Uniform Securities Agent State Law Examination 1993-06-11
  • S65 Uniform Investment Adviser Law Examination
    1997-05-09
  • S63 Uniform Securities Agent State Law Examination
    1993-06-11
Other Names
  • Stefanie L Walthier
  • Stefanie Lynn Taylor
  • Stefanie L Taylor

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Orland Park, IL
OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
WELLS FARGO CLEARING SERVICES, LLC · ORLAND PARK, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ORLAND PARK, IL

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