Richard Talbot Williams

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Sarasota, FL
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2009-01-20 → 2009-06-01
  Morgan Stanley & Co. Llc
  Sarasota, FL
• 2005-06-16 → 2009-01-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL
  Sarasota, FL

Other Businesses

*659395-  Flagship Automotive Center, LLC; Investment related-Yes; Venice, Florida; Automotive/Transportation; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 5; After business hours: 5;I inherited this towing business from my father in trust. The trust distributed the shares to me. I am an absentee owner.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-14
• S63 Uniform Securities Agent State Law Examination
  1991-03-18

Other Names

• Richard Talbot Iii Williams