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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 12/2006 | 11/2018 |
| Questar Asset Management | Minneapolis | MN | 04/2006 | 11/2018 |
| Securities America, Inc. | Maple Grove | MN | 11/2018 | Present |
| Securities America Advisors | Maple Grove | MN | 11/2018 | Present |
| Arbor Point Advisors | Maple Grove | MN | 07/2021 | Present |
| Lpl Financial Llc | Maple Grove | MN | 06/2024 | Present |
1) 05/22/2024 - Long Range Financial, Inc. - Non-Variable Insurance - Selling: Life, Health, Disability, Long Term Care, Fixed Annuities - MN 55369 - Investment related - 10 Hours per month - Start date: 12/15/2003. 2) 05/22/2024 - Photographer - Outside/W-2 Employment - part time Photographer - MN 55428 - Non investment related - 5 Hours per month - Start date: 10/19/2020. 3) 05/22/2024 - Long Range Financial, Inc. - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 120 Hours per month. 4) 06/03/2024 - Long Range Divorce Financial Analysts, Inc. - Business Owner - Divorce Mediation services - MN 55369 - Non investment related - 10 Hours per month - Start date: 10/01/2010.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-28 |
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