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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-06-04
  • MN RA
    APPROVED
    Since 2024-06-04

Branch Locations

11222 86Th Ave N, Maple Grove, MN 55369 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 12/2006 11/2018
Questar Asset Management Minneapolis MN 04/2006 11/2018
Securities America, Inc. Maple Grove MN 11/2018 Present
Securities America Advisors Maple Grove MN 11/2018 Present
Arbor Point Advisors Maple Grove MN 07/2021 Present
Lpl Financial Llc Maple Grove MN 06/2024 Present
  • 12/2006 → 11/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 04/2006 → 11/2018
    Questar Asset Management
    Minneapolis, MN
  • 11/2018 → Present
    Securities America, Inc.
    Maple Grove, MN
  • 11/2018 → Present
    Securities America Advisors
    Maple Grove, MN
  • 07/2021 → Present
    Arbor Point Advisors
    Maple Grove, MN
  • 06/2024 → Present
    Maple Grove, MN
Previous Registrations
  • 2021-07-23 → 2024-06-06
    Arbor Point Advisors
    Maple Grove, MN
  • 2018-11-09 → 2022-01-31
    Securities America Advisors, Inc.
    Maple Grove, MN
  • 2013-12-05 → 2018-11-15
    Questar Asset Management, Inc.
    Minneapolis, MN
    Maple Grove, MN
  • 2004-01-02 → 2006-05-22
    Usallianz Securities, Inc.
    Brainerd, MN
    New Hope, MN
    New Hope, MN
    Littleton, CO
  • 2003-07-14 → 2003-12-31
    Sunamerica Securities, Inc.
    Minneapolis, MN
Other Businesses

1) 05/22/2024 - Long Range Financial, Inc. - Non-Variable Insurance - Selling: Life, Health, Disability, Long Term Care, Fixed Annuities - MN 55369 - Investment related - 10 Hours per month - Start date: 12/15/2003. 2) 05/22/2024 - Photographer - Outside/W-2 Employment - part time Photographer - MN 55428 - Non investment related - 5 Hours per month - Start date: 10/19/2020. 3) 05/22/2024 - Long Range Financial, Inc. - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 120 Hours per month. 4) 06/03/2024 - Long Range Divorce Financial Analysts, Inc. - Business Owner - Divorce Mediation services - MN 55369 - Non investment related - 10 Hours per month - Start date: 10/01/2010.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1991-06-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1991-06-28
Designations

View on SEC IAPD

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