Tod Alan Reams

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-12-06
CO	RA	APPROVED	2003-03-20

TX RA
APPROVED_RES

Since 2022-12-06
CO RA
APPROVED

Since 2003-03-20

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	03/1993	Present

03/1993 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-06
S63	Uniform Securities Agent State Law Examination	1991-03-26

S66 Uniform Combined State Law Examination

2003-03-06
S63 Uniform Securities Agent State Law Examination

1991-03-26

View on SEC IAPD