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Suzan Marie Horvatinovich

Wells Fargo Clearing Services, LLC

Portage, MI

Battle Creek, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-15
MI RA APPROVED 2018-02-09
  • TX RA
    APPROVED
    Since 2021-11-15
  • MI RA
    APPROVED
    Since 2018-02-09

Branch Locations

7900 Moorsbridge Rd, Portage, MI 49024 • United States

Battle Creek, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Battle Creek MI 05/2014 11/2016
Wells Fargo Clearing Services, Llc Battle Creek MI 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-08
S63 Uniform Securities Agent State Law Examination 2007-01-24
  • S66 Uniform Combined State Law Examination
    2018-02-08
  • S63 Uniform Securities Agent State Law Examination
    2007-01-24
Other Names
  • Suzan Marie Horvatinovich
  • Suzi M. Hope
  • Suzan Marie Hope
  • Suzan Marie Thompson
  • Suzan Marie Horvatinovic

View on SEC IAPD

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PFS INVESTMENTS INC. · PORTAGE, MI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
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