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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
AR RA APPROVED 2018-06-22
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • AR RA
    APPROVED
    Since 2018-06-22

Branch Locations

224 N Bailey Blvd, Jacksonville, AR 72076 • United States

Jacksonville, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. Jacksonville AR 01/1998 08/2018
Ameriprise Financial Services, Inc. Jacksonville AR 08/2018 03/2020
Ameriprise Financial Services, Llc Jacksonville AR 03/2020 Present
  • 01/1998 → 08/2018
    Investment Professionals, Inc.
    Jacksonville, AR
  • 08/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Jacksonville, AR
  • 03/2020 → Present
    Jacksonville, AR
Previous Registrations
  • 2007-07-06 → 2018-09-24
    Investment Professionals, Inc.
    Jacksonville, AR
    San Antonio, TX
    Jacksonville, AR
    Jacksonville, AR
    Little Rock, AR
    San Antonio, TX
Other Businesses

Real Estate Ownership; Commercial; 116 S Rock St.Sheridan , Arkansas, ,; Not Investment-Related; 02/10/2010 / Commercial; 606 W 22nd StStuttgart Arkansas, ,; Not Investment-Related; 02/10/2010 / Commercial; N. Bailey Blvd, , Jacksonville, AR, 72076; Not Investment-Related; 02/10/2010. Business Ownership; Subway of Arkansas; Weekly visit with the General Manager; Restaurant; 12 Stores across the state of Arkansas, ,; Not Investment-Related; 03/10/2007; 1 to 9 hours per month; 0 during trading hours / Subway of Arkansas Properties; Silent Partner; Building Rental; 116 S Rock St.Sheridan , Arkansas, ,; Not Investment-Related; 02/02/2010; 0 hours per month; 0 during trading hours / WPS Investment; Co-owner; Restaurant; 606 W 22ndStuttgart Arkansas, ,; Not Investment-Related; 04/10/2015; 1 to 9 hours per month; 0 during trading hours / WPS Properties; N/A; Rental; 606 W 22nd StStuttgart, Arkansas, ,; Not Investment-Related; 04/10/2015; 0 hours per month; 0 during trading hours / All Ways Repairs and Maintenance LLC; Co-owner; Restaurant equipment repair and maintenance; 224 North Baily Bld, , Jacksonville, AR, 72076; Not Investment-Related; 06/19/2024; 0 hours per month; 0 during trading hours. Outside Employment; WPS Investments; co-owner /COO - To meet once a week with the General Manager; ; 300 TP White Dr. Suite BJacksonville AR 72076, ,; Not Investment-Related; 04/10/2015; 1 to 9 hours per month; 0 during trading hours / WPS Prorerties; N/A - N/A; ; 606 W 22nd StStuttgart Arkansas, ,; Not Investment-Related; 04/10/2015; 1 to 9 hours per month; 0 during trading hours / Subway of Arkansas; co-owner/President - Visit weekly with the General Manager; ; Asst, ,; Not Investment-Related; 02/01/2007; 1 to 9 hours per month; 0 during trading hours / Subway of Arkansas Properties; N/A - N/A; ; 116 S Rock St.Sheridan , Arkansas, ,; Not Investment-Related; 02/01/2007; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Centennial Bank; Financial Advisor; 224 North Bailey Blvd, , Jacksonville, AR, 72076; Not Investment-Related; 05/31/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-05
S63 Uniform Securities Agent State Law Examination 1995-10-20
  • S66 Uniform Combined State Law Examination
    2007-07-05
  • S63 Uniform Securities Agent State Law Examination
    1995-10-20
Other Names
  • Phillip Carlisle

View on SEC IAPD

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