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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-06-22 |
Branch Locations
620 Chestnut St, Conway, AR 72032-5404 • United States
1208 Oak St, Conway, AR 72032 • United States
224 N Bailey Blvd, Jacksonville, AR 72076 • United States
Conway, AR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals Inc | San Antonio | TX | 03/2004 | 09/2018 |
| Ameriprise Financial Services, Inc | Jacksonville | AR | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Jacksonville | AR | 03/2020 | Present |
Other Business Activities; Centennial Bank; Financial Advisor; 224 N Bailey Blvd, , Jacksonville, AR, 72076; Not Investment-Related; 05/31/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-26 |
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