Kit Edward Vick

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-07-01

TX RA
APPROVED

Since 2003-07-01

Branch Locations

1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States

The Woodlands, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	The Woodlands	TX	05/2009	11/2016
Wells Fargo Clearing Services, Llc	The Woodlands	TX	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

The Woodlands, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

The Woodlands, TX

Previous Registrations

1996-08-16 → 2003-07-01

Prudential Equity Group, Llc

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-12
S63	Uniform Securities Agent State Law Examination	1991-03-22

S65 Uniform Investment Adviser Law Examination

1992-05-12
S63 Uniform Securities Agent State Law Examination

1991-03-22

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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