Brett Brian Faulk

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2006-06-02

IL RA
APPROVED

Since 2006-06-02

Branch Locations

475 Regency Park Suite 250, O'FAllon, IL 62269 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Belleville	IL	02/2005	Present

02/2005 → Present

Stifel Nicolaus & Co Inc

Belleville, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-23
S63	Uniform Securities Agent State Law Examination	1991-07-15

S65 Uniform Investment Adviser Law Examination

2006-05-23
S63 Uniform Securities Agent State Law Examination

1991-07-15

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews