Michael Scott Gold

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → Present
  Gold Financial & Insurance Services
  San Rafael, CA
• 03/2016 → Present
  Principal Securities Inc
  San Rafael, CA

Other Businesses

***GROUP & INDIVIDUAL HEALTH INSURANCE, 1/1991-PRESENT, CA, SALES OF GROUP & INDIVIDUAL HEALTH INSURANCE THRU VARIOUS CARRIERS. ***AGENT, SELLS FIXED INSURANCE PRODUCTS (DI, LIFE, ANNUITIES, LTC, ETC.) FOR OUTSIDE INSURANCE COMPANIES. DINK INK POSITION: Owner NATURE: Pickle ball Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2023 ADDRESS: 48 Vallejo Way, San Rafael Ca CA 94903, United States DESCRIPTION: I will be doing occasional teaching, instructing and coaching for the sport of Pickleball. My clients will be people I meet while playing.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-04
• S63 Uniform Securities Agent State Law Examination
  1993-03-19

Designations

• Chartered Financial Consultant