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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED_RES | 2009-01-02 |
Branch Locations
106 North Water Street Suite 202, Wilmington, NC 28401 • United States
Wilmington, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Wilmington | NC | 01/1996 | Present |
| Raymond James Financial Services Advisors, Inc | Wilmington | NC | 01/2009 | Present |
(1)Name of Business: Address: 6928 runningbrook terrace, wilmington, NC, 28411, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 03/09/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-31 |
| S65 | Uniform Investment Adviser Law Examination | 1991-05-31 |
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