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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-08 |
| IL | RA | APPROVED | 2020-10-07 |
Branch Locations
1305 D'ADrian Professional Pk, Godfrey, IL 62035 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Midamerica Credit Union | Bethalto | IL | 09/2014 | 09/2020 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 09/2014 | 09/2020 |
| Lpl Financial, Llc | Godfrey | IL | 10/2020 | Present |
1) 10/2020 - DBA for LPL Business (entity for LPL business) - Riverbend Investment Management - Investment Related - Godrey, IL 62035 2) 03/07/2022 - Leesville Enterprises LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 02/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 3) 2/16/2023 - Father McGivney Catholic High School - Not Investment Related - 7190 Bouse Rd Glen Carbon, IL 62034 - Outside/W-2 Employment - Assistant Baseball Coach - Start Date - 02/27/2023 - 60 Hours Per Month/0 Hours During Securities Trading 4) 09/12/2024 - Father McGivney Catholic High School - Outside/W-2 Employment - JV Basketball Coach - Not Investment Related - 7190 Bouse Rd Glen Carbon, IL 62034 - Start Date 11/11/2024 - 20 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-21 |
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