Kenneth William Hauck

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-05-12
FL	RA	APPROVED	2024-10-11

MI RA
APPROVED

Since 2025-05-12
FL RA
APPROVED

Since 2024-10-11

Branch Locations

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
401K Exchange	Lake Worth	FL	05/2000	Present
American Portfolios Financial Services, Inc.	Lake Worth	FL	11/2002	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

05/2000 → Present

401K Exchange

Lake Worth, FL
11/2002 → 10/2024

American Portfolios Financial Services, Inc.

Lake Worth, FL
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2018-04-06 → 2024-10-11

American Portfolios Advisors, Inc

Jupiter, FL

Holbrook, NY
2014-08-25 → 2018-03-27

Professional Planning Services

Holbrook, NY

Boca Raton, FL

Jupiter, FL
2004-03-01 → 2014-08-04

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

1. American Portfolios Advisors, Inc. - Investment advisor representative, start date = 01/02/2018, investment related, 0% ownership, 40 hrs./wk./mkt.hrs. 2. PPS ADIVOSRS, INC. - INSURANCE AND FIXED ANNUITIES, NOT INVESTMENT RELATED, START DATE = 01/2018, 10 HRS./MO.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-29
S63	Uniform Securities Agent State Law Examination	1991-08-12

S66 Uniform Combined State Law Examination

2004-01-29
S63 Uniform Securities Agent State Law Examination

1991-08-12

View on SEC IAPD