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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Management, Llc | Wilmington | DE | 06/2012 | 10/2021 |
| Allspring Funds Distributor, Llc | Wilmington | DE | 11/2021 | 07/2024 |
| Nuveen Securities, Llc | Plymouth Meeting | PA | 04/2025 | Present |
| Nuveen Asset Management Llc | Chicago | IL | 04/2025 | Present |
| Unemployed | Plymouth Meeetng | PA | 08/2024 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-11 |
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