John Matthew Bankhead

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-01-29
TX	RA	APPROVED_RES	2020-02-18

SC RA
APPROVED

Since 2025-01-29
TX RA
APPROVED_RES

Since 2020-02-18

Branch Locations

28 State Street 26Th Floor, Boston, MA 02110 • United States

Bluffton, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Boston	MA	08/2007	02/2020
Morgan Stanley Smith Barney Llc	Boston	MA	02/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2020	Present

08/2007 → 02/2020

Ubs Financial Services Inc

Boston, MA
02/2020 → Present

Morgan Stanley Smith Barney Llc

Boston, MA
03/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2013-03-01 → 2020-02-25

Ubs Financial Services Inc.

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-10
S63	Uniform Securities Agent State Law Examination	1991-03-27

S65 Uniform Investment Adviser Law Examination

1994-05-10
S63 Uniform Securities Agent State Law Examination

1991-03-27

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews