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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 1998-03-17 |
| TX | RA | APPROVED_RES | 1996-01-09 |
| DC | RA | APPROVED | 1994-09-30 |
| VA | RA | APPROVED | 1992-03-26 |
Branch Locations
11951 Freedom Dr, Reston, VA 20190 • United States
Great Falls, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 02/1991 | Present |
| #Ia Merrill Lynch, Pierce, Fenner & Smit | Vienna | VA | 02/1991 | Present |
| Bank Of America, N.A. | Reston | VA | 07/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-07 |
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