Mark Joseph Immel

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Citi Private Bank
  San Francisco, CA
• 06/2010 → Present
  Citigroup Global Markets, Inc.
  San Francisco, CA

Previous Registrations

• 2009-10-23 → 2010-06-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
  Walnut Creek, CA
• 2003-08-18 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Walnut Creek, CA
  Walnut Creek, CA
• 2001-12-11 → 2003-08-20
  Banc Of America Securities Llc
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-10
• S63 Uniform Securities Agent State Law Examination
  1994-05-03

Other Names

• Mark Immel