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Mark Joseph Immel

Citigroup Global Markets Inc.

San Francisco, CA

Orinda, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-30
CA RA APPROVED 2010-06-15
  • TX RA
    APPROVED_RES
    Since 2026-06-30
  • CA RA
    APPROVED
    Since 2010-06-15

Branch Locations

Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States

Orinda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Private Bank San Francisco CA 06/2010 Present
Citigroup Global Markets, Inc. San Francisco CA 06/2010 Present
Previous Registrations
  • 2009-10-23 → 2010-06-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Walnut Creek, CA
    Walnut Creek, CA
  • 2003-08-18 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Walnut Creek, CA
    Walnut Creek, CA
  • 2001-12-11 → 2003-08-20
    Banc Of America Securities Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-10
S63 Uniform Securities Agent State Law Examination 1994-05-03
  • S65 Uniform Investment Adviser Law Examination
    1994-10-10
  • S63 Uniform Securities Agent State Law Examination
    1994-05-03
Other Names
  • Mark Immel

View on SEC IAPD

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