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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-05
TX RA APPROVED_RES 2006-10-27
  • MN RA
    APPROVED
    Since 2013-12-05
  • TX RA
    APPROVED_RES
    Since 2006-10-27

Branch Locations

179 Lake St S Ste 120, Forest Lake, MN 55025-2603 • United States

Forest Lake, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Forest Lake MN 09/2005 03/2020
Ameriprise Financial Services, Llc Forest Lake MN 03/2020 Present
Other Businesses

Independent Insurance Brokering; Health Partners; 01/01/2017; . Business Ownership; Slamdunk Sportscards; ; Sales of sportscards and sport memoribilia over the internet and through antique stores.; 1243 Bay Drive SEForest Lake, MN 55025, ,; ; 09/01/1987; 1 to 9 hours per month; . Outside Employment; Forest Lake Area Schools Community Education; Recreation Gym Supervisor - Check in participants for open gym basketball and volleyball. Also put up & take down volleyball nets.; ; 6100 210th Street N, , Forest Lake, MN, 55025; Not Investment-Related; 02/17/2021; 1 to 9 hours per month; 0 during trading hours / Summit Management Group, LLC; Registered Team Member-Financial Advisor and Consultant to the Group.; Manage advisory business; 1530 Greenview Dr. SW, Suite 205, Rochester, MN, 55902; Investment-Related; 08/14/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Forest Hills Golf Club; Finance Committee Volunteer; 7530 210th Street N.Forest Lake, MN 55025, ,; ; 06/21/2010; 1 to 9 hours per month; / Drolson Family Foundation; We fundraise to support the community of Forest Lake to improve the community by giving scholarships to graduating students going into education, supporting the Lakes Area Youth Service Bureau, and other community needs.; 1243 Bay Drive SE, , Forest Lake, MN, 55025; Not Investment-Related; 03/29/2012; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26

View on SEC IAPD

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