James Edward Pacheco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Cherry Hill, NJ
• 11/2016 → 05/2020
  Wells Fargo Clearing Services, Llc
  Cherry Hill, NJ
• 05/2020 → Present
  Lpl Financial Llc
  Marlton, NJ

Previous Registrations

• 2008-03-31 → 2020-05-21
  Wells Fargo Clearing Services, Llc
  Cherry Hill, NJ
  Haddon Township, NJ
  Cherry Hill, NJ
  Cherry Hill, NJ
  Mount Laurel, NJ
• 2003-11-06 → 2008-04-02
  Td Wealth Management Services Inc.
  Cherry Hill, NJ
  Cherry Hill, NJ
  Cherry Hill, NJ
  Cherry Hill, NJ
  Cherry Hill, NJ
• 2002-07-02 → 2003-11-06
  Equitable Advisors, Llc
  Marlton, NJ

Other Businesses

1)5/14/2020- Claritas Financial Partners -DBA for LPL Business (entity for LPL business)- Inv. Related- Marlton, NJ- 100% 2)5/14/2020- Indian Mills Volunteer Fire Company - Volunteer Firefighter- Non-Inv. Related- Shamong, NJ- start date 3/2019-10hrs/mth 3) 02/06/2025- Capitas Financial- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/04/2025- 20 Hours Per Month- 5 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2001-10-25

Other Names

• Jim Pacheco