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Current Employers
First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-14
OH RA APPROVED 2016-04-11
MN RA APPROVED 2014-01-07
  • TX RA
    APPROVED
    Since 2023-07-14
  • OH RA
    APPROVED
    Since 2016-04-11
  • MN RA
    APPROVED
    Since 2014-01-07

Branch Locations

509 Professional Drive, Northfield, MN 55057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Heartland Capital, Inc. Lake St. Louis MO 12/2002 Present
  • 12/2002 → Present
    First Heartland Capital, Inc.
    Lake St. Louis, MO
Other Businesses

FALCK FINANCIAL SERVICES- MARKETING ENTITY FOR FINANCIAL SERVICES-START 9/22/2023 RJF, INC. Not investment related. OWNER. BLUE CROSS BLUE SHIELD OF MN - SELL HEALTH INSURANCE. Start 1/20/05. Health Insurance Sales. Not investment related. Start 1/20/05. First Heartland Consultants, Inc. Investment related. IAR. Investment advisory services. Start 12/16/02. Merchant's Bank. Not investment related. Board of Directors. Charter Board, 6hrs per month, 3 yr term, compensated. Start 3/30/20. Merchant's Bank. Not investment related. Board of directors. Northfield Advisory Board,The local board that does not have any decision making authority. It designed to communicate what is going on in the community to the Merchants Charter Board. 1.5 hrs per month, 2 yr term, compensated. Start 3/30/20.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-28
S63 Uniform Securities Agent State Law Examination 1991-03-20
  • S65 Uniform Investment Adviser Law Examination
    2000-07-28
  • S63 Uniform Securities Agent State Law Examination
    1991-03-20
Designations
Other Names
  • Richard John Falck

View on SEC IAPD

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