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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-14 |
| OH | RA | APPROVED | 2016-04-11 |
| MN | RA | APPROVED | 2014-01-07 |
Branch Locations
509 Professional Drive, Northfield, MN 55057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital, Inc. | Lake St. Louis | MO | 12/2002 | Present |
FALCK FINANCIAL SERVICES- MARKETING ENTITY FOR FINANCIAL SERVICES-START 9/22/2023 RJF, INC. Not investment related. OWNER. BLUE CROSS BLUE SHIELD OF MN - SELL HEALTH INSURANCE. Start 1/20/05. Health Insurance Sales. Not investment related. Start 1/20/05. First Heartland Consultants, Inc. Investment related. IAR. Investment advisory services. Start 12/16/02. Merchant's Bank. Not investment related. Board of Directors. Charter Board, 6hrs per month, 3 yr term, compensated. Start 3/30/20. Merchant's Bank. Not investment related. Board of directors. Northfield Advisory Board,The local board that does not have any decision making authority. It designed to communicate what is going on in the community to the Merchants Charter Board. 1.5 hrs per month, 2 yr term, compensated. Start 3/30/20.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-20 |
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